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Compliance Officer Coo Jobs in London, UK

Jobs 76 to 100 of 882


Environment People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and...
Location: London
Language(s): Only English Required
Date Added: 18 Jan 2021
Tax Accountant and Compliance Manager This is a permanent role for a Tax compliance specialist to join the UK Tax department of a multinational...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
Reporting to the Deputy CTO in EMEA, the Technology Applications Internal Control Officer will play a pivotal leadership role in promoting and...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Compliance Manager position within an international private equity fund with over $300bn AUM. The successful applicant will work within a small team...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
The successful candidate will be responsible for overseeing and managing all compliance issues, including compliance monitoring, and training...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
Global investment bank seeks AVP level Corporate Credit Officer as art of their expanding Leveraged Lending division. The Corporates team is...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
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Ref: 940ASI Title: Head of Compliance - Funds (Part-time) Location: London Salary: Attractive Date: 28th June 2019 Our client, a fund...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
We are looking for a tax manager to manage our outsourced UK tax compliance and internal tax reporting and provide tax support to the business. You...
Location: London
Language(s): Only English Required
Date Added: 18 Jan 2021
Responsibilities The Client Executive is primarily responsible for identifying and closing sales opportunities to new clients and for exploring...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Duties will include; • Monitor investment activity on a pre and post trade basis to ensure compliance with client guidelines, regulatory rules,...
Location: London
Language(s): Only English Required
Date Added: 09 Dec 2020
Wealth Management Advisory Compliance VP - FX transactions I am partnering with a multinational investment bank who are looking to hire an Advisory...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
My client a international Broker, is seeking a HR Compliance/DPO Assistant to join their rapidly growing company. The ideal candidate will have a...
Location: London
Language(s): Only English Required
Date Added: 09 Dec 2020
Fourthline have been exclusively appointed to work our long-standing client, lending and payments organisation, in their search for a Senior...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Some of the responsibilities within the role will include, but are not limited to: Produce high quality monitoring reports. Create a risk-based...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
Keywords: Transaction, Trade, change, control, BAU, derivatives, middle office, trade support, EMIR, Dodd frank, traders, investment bank, regulatory,...
Location: London
Language(s): Only English Required
Date Added: 13 Dec 2020
Currently recruiting for a Conduct Risk professional to join a leading UK Retail Bank. You will be responsible for Risk oversight and advisory across...
Location: London
Language(s): Only English Required
Date Added: 16 Jan 2021
Responsibilities- Lead Compliance monitoring on first and second line systems and controls Review and develop the Compliance monitoring...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
The purpose of the Investment Compliance role is to identify regulatory and legal requirements relating to the monitoring of institutional portfolios...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
Below are some of the types of work you could be involved in:   • Advice & implementation responding to conduct regulation – regulatory advice,...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Specific Responsibilities: - Engage, and where required, provide feedback on the design of the Compliance Risk Assessment program to both Nuveen...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
End Date Salary Range £81,150 - £108,200 We support agile working - click here for more information on agile working options....
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
This is a fantastic role within the Compliance team at a Global Energy Trading business in London. You wll be responsible for monitoring day to day...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Trade Floor Compliance focus   The primary responsibility of this role is the execution and evolution of the Compliance program in the areas of...
Location: London
Language(s): Only English Required
Date Added: 21 Dec 2020
Our client is a leading Real Estate Asset Manager that works closely with organisations in the Social Housing space to help unlock capital held in...
Location: London
Language(s): Only English Required
Date Added: 03 Jan 2021
A major international insurance business is currently seeking a compliance advisor to work on a part-time basis. The business provides underwriting...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020

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