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Regulatory Compliance Officer Jobs in UK

Jobs 51 to 75 of 1373


Reporting to the Deputy CTO in EMEA, the Technology Applications Internal Control Officer will play a pivotal leadership role in promoting and...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
A major international insurance business is currently seeking a compliance advisor to work on a part-time basis. The business provides underwriting...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Responsibilities- Lead Compliance monitoring on first and second line systems and controls Review and develop the Compliance monitoring...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Currently recruiting for a Conduct Risk professional to join a leading UK Retail Bank. You will be responsible for Risk oversight and advisory across...
Location: London
Language(s): Only English Required
Date Added: 16 Jan 2021
The purpose of the Investment Compliance role is to identify regulatory and legal requirements relating to the monitoring of institutional portfolios...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
The Business Join us in Edinburgh as an Audit Manager This is an opportunity to a key role in a new team in Internal Audit in its early...
Location: Edinburgh , Scotland
Language(s): Only English Required
Date Added: 14 Dec 2020
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The ideal candidate will have a broad capability to: Provide regulatory advice to clients and and draft compliance manuals and policies Actively...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
The Business Join us as a Programme Officer in Manchester As Programme Officer, you'll be responsible for improving the planning and delivery...
Location: Manchester , England
Language(s): Only English Required
Date Added: 11 Dec 2020
Role Profile: Resides in the business and manages first line of defense risk & regulatory oversight management efforts as they relate to...
Location: London
Language(s): Only English Required
Date Added: 11 Dec 2020
Reporting directly to Managing Director, duties will include: • Responsibility and oversight of corporate compliance, trade compliance, quality...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
End Date Salary Range £81,150 - £108,200 We support agile working - click here for more information on agile working options....
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Specific Responsibilities: - Engage, and where required, provide feedback on the design of the Compliance Risk Assessment program to both Nuveen...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Ref: 940ASI Title: Head of Compliance - Funds (Part-time) Location: London Salary: Attractive Date: 28th June 2019 Our client, a fund...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
Company Description Link Asset Services is a fast growing, dynamic business with market leading positions across our areas of expertise – funds,...
Location: Exeter , England
Language(s): Only English Required
Date Added: 12 Dec 2020
THE ASSET MANAGER Our Client, a global Asset Manager with a great culture and growth strategy is looking for a Compliance Monitoring Manager. THE...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Position summary Divisional Accountabilities / Responsibilities: Develop, maintain and share expertise regarding your domains of expertise, at...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
The role operates within the EMEA Corporate Trust Governance and Regulatory Execution Team. The role will be responsible for the governance,...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Wealth Management Advisory Compliance VP - FX transactions I am partnering with a multinational investment bank who are looking to hire an Advisory...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Our Client, a leading financial services group, is looking to recruit a Senior Compliance Analyst for their funds business with specific...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Duties will include: • Responsible for implementation and ongoing development of the risk-based Compliance Monitoring Programme - follow-up findings...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
WHO ARE WE?At Bene Bono, your grocery shopping becomes a force for positive change, as we offer weekly eco-conscious groceries at prices up to 40%...
Location: Paris
Language(s): Only English Required
Date Added: 14 Jun 2024
Chief Information Officer (F/H)AXA France Paris, France Mise en ligne il y a 2 jours CDI Competitive Votre rôle et vos missionsOur job...
Location: Paris
Language(s): Only English Required
Date Added: 10 Jun 2024
You will have day to day responsibility for a varied portfolio of containing a mix of regulated and unregulated real estate and corporate entities...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Assist the Head of Client Services & Stakeholder Relations in all administrative matters relating to Partner Fund engagement and support Provide...
Location: Wolverhampton , England
Language(s): Only English Required
Date Added: 22 Dec 2020
About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020

Above are the results for regulatory compliance officer Jobs. In the left column you can filter these jobs by various filters.

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