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Investment Compliance Global Jobs in UK

Jobs 26 to 50 of 2634


Our client is a leading investment bank and a big global name. They are now looking to add a VP to their team, who will work on the strategic...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
I am currently representing a London based Asset Management firm that are looking for a bright, energised and motivated individual, who is keen to...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
RCK Analytics is a young, dynamic financial services company which provides research, analytics and assurance services to global clients.  We have...
Location: Saint-Denis
Language(s): Only English Required
Date Added: 17 May 2024
At its core, the role focuses on the adminsitration and operational aspects of an Open-Ended fund: Day to day shadow NAV production across all...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Job Title:        Compliance Manager - Central Compliance and Monitoring Location:       London, UK   About Neuberger Berman: As a private,...
Location: London
Language(s): Only English Required
Date Added: 13 Jan 2021
Major Responsibilities: • Ideate and create dynamic content that promotes Nuveen’s investment insights and expertise, with a particular focus on...
Location: London
Language(s): Only English Required
Date Added: 11 Jan 2021
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My client is a financial services organisation with global reach looking to bring on a driven candidate to take the next step in their compliance...
Location: Saint Helier , Channel Islands
Language(s): Only English Required
Date Added: 12 Dec 2020
Client : Our client is global pension fund who over the last 30 years has developed an excellent track record of private investing across the...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Job Description  To lead a complex functional team accountable to produce gold copy investment data and to ensure accurate and timely execution of...
Location: London
Language(s): Only English Required
Date Added: 10 Jan 2021
A major global banking group are seeking a Senior Auditor to join their specialist Regulatory Audit team, specifically focussing on their Global...
Location: London
Language(s): Only English Required
Date Added: 11 Dec 2020
You will be accountable for a wide mix of responsibilities, including but not limited to: Drafting and negotiating contracts for the firm...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
End Date Salary Range £49,266 - £54,740 We support agile working - click here for more information on agile working options....
Location: Edinburgh , Scotland
Language(s): Only English Required
Date Added: 20 Dec 2020
My client a international Broker, is seeking a HR Compliance/DPO Assistant to join their rapidly growing company. The ideal candidate will have a...
Location: London
Language(s): Only English Required
Date Added: 09 Dec 2020
Key responsibilities and duties include: Oversee daily operations and report to portfolio managers and analysts Determining the impact to your...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
Duties will include; • Monitor investment activity on a pre and post trade basis to ensure compliance with client guidelines, regulatory rules,...
Location: London
Language(s): Only English Required
Date Added: 09 Dec 2020
The client is currently carrying out three types of work. These are Business Change (understand what the compliance and operational risk impacts are...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
The client is currently carrying out three types of work. These are Business Change (understand what the compliance and operational risk impacts are...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
As a Senior SoftwareEngineering (Vice President), your mission is to help lead our team ofinnovators and technologists toward creating next-level...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
End Date Salary Range £45,099 - £50,110 We support agile working - click here for more information on agile working options....
Location: Manchester , England
Language(s): Only English Required
Date Added: 13 Dec 2020
People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and exposure beyond...
Location: London
Language(s): Only English Required
Date Added: 11 Dec 2020
Environment People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and...
Location: London
Language(s): Only English Required
Date Added: 12 Dec 2020
My client, a global financial services company are looking to hire a Regulatory Compliance Manager to join their Compliance Governance team in the...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
J.P. Morgan's Investment Banking Healthcare Coverage Group provides a full range of investment banking services to numerous clients based across the...
Location: London
Language(s): Only English Required
Date Added: 21 Dec 2020
Principle Accountabilities Generate ideas for powerful content that can influence each stage of the client journey, in line with business...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Keywords: Transaction, Trade, change, control, BAU, derivatives, middle office, trade support, EMIR, Dodd frank, traders, investment bank, regulatory,...
Location: London
Language(s): Only English Required
Date Added: 13 Dec 2020

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