Key Responsibilities Leading large regulatory change engagements Advising on the impact of the changing regulatory landscape on business models...
Location: Manchester , England
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
Description CME Group is the world's leading and most diverse derivatives marketplace. But who we are goes deeper than that. Here, you can impact...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
An MGA is currently seeking a Senior Compliance Analyst. You will ensure that the business is in line with all national and international...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
A leading MGA is currently seeking a Senior Compliance Analyst. In this role, you will work in a small team and act as 'number 2' to the Head of...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
In this high profile position your will be responsible for managing one direct report. You will both act as business partners to three of our...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
We are seeking a dynamic and experienced Chief Compliance and Internal Control to lead our Compliance function and drive the development and...
Location: Paris
Language(s): Only English Required
Date Added: 24 Apr 2024
Language(s): Only English Required
Date Added: 24 Apr 2024
Fourthline have been exclusively appointed to work our long-standing client, a regulatory financial services business, in their search for a...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
Duties will include; • Monitor investment activity on a pre and post trade basis to ensure compliance with client guidelines, regulatory rules,...
Location: London
Language(s): Only English Required
Date Added: 09 Dec 2020
Language(s): Only English Required
Date Added: 09 Dec 2020
Compliance Officer (Banking) - Central London<br>
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Salary: £30k - £35k + Excellent Benefits <br>
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Office...
Location: London
Language(s): Only English Required
Date Added: 29 Apr 2024
Language(s): Only English Required
Date Added: 29 Apr 2024
The Head of Compliance will be responsible for ensuring the firm adheres to the UK regulatory standards required by the Financial Conduct Authority...
Location: Brighton , England
Language(s): Only English Required
Date Added: 10 Jan 2021
Language(s): Only English Required
Date Added: 10 Jan 2021
My client is looking for a new Head of Compliance to join the office in North Essex, to report to the CRO. The salary is up to £80,000, as well as...
Location: Hempstead , England
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
Below are some of the types of work you could be involved in: • Advice & implementation responding to conduct regulation – regulatory advice,...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
Own your career Play an integral role in helping achieve assurance across global transaction reporting. Joining our Market Operation...
Location: London
Language(s): Only English Required
Date Added: 12 Dec 2020
Language(s): Only English Required
Date Added: 12 Dec 2020
People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and exposure beyond...
Location: London
Language(s): Only English Required
Date Added: 11 Dec 2020
Language(s): Only English Required
Date Added: 11 Dec 2020
Environment People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and...
Location: London
Language(s): Only English Required
Date Added: 12 Dec 2020
Language(s): Only English Required
Date Added: 12 Dec 2020
A major international insurance business is currently seeking a compliance advisor to work on a part-time basis. The business provides underwriting...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
Responsibilities- Lead Compliance monitoring on first and second line systems and controls Review and develop the Compliance monitoring...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
Role Profile: Resides in the business and supports management in the day-to-day efforts related to first line of defense regulatory oversight...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
Language(s): Only English Required
Date Added: 17 Dec 2020
Our client a leading global fund and corporate services business is currently recruiting a Head of Compliance and MLRO for their UK business. As...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
The purpose of the Investment Compliance role is to identify regulatory and legal requirements relating to the monitoring of institutional portfolios...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
Language(s): Only English Required
Date Added: 17 Dec 2020
Currently recruiting for a Conduct Risk professional to join a leading UK Retail Bank. You will be responsible for Risk oversight and advisory across...
Location: London
Language(s): Only English Required
Date Added: 16 Jan 2021
Language(s): Only English Required
Date Added: 16 Jan 2021
The Business Join us in Edinburgh as an Audit Manager This is an opportunity to a key role in a new team in Internal Audit in its early...
Location: Edinburgh , Scotland
Language(s): Only English Required
Date Added: 14 Dec 2020
Language(s): Only English Required
Date Added: 14 Dec 2020
We are seeking a dynamic and experienced Chief Compliance and Internal Control to lead our Compliance function and drive the development and...
Location: Paris
Language(s): Only English Required
Date Added: 15 May 2024
Language(s): Only English Required
Date Added: 15 May 2024
We are seeking a dynamic and experienced Chief Compliance and Internal Control to lead our Compliance function and drive the development and...
Location: Ivry-Sur-Seine
Language(s): Only English Required
Date Added: 15 May 2024
Language(s): Only English Required
Date Added: 15 May 2024
We are seeking a dynamic and experienced Chief Compliance and Internal Control to lead our Compliance function and drive the development and...
Location: Montrouge
Language(s): Only English Required
Date Added: 15 May 2024
Language(s): Only English Required
Date Added: 15 May 2024