The Head of Compliance will be responsible for ensuring the firm adheres to the UK regulatory standards required by the Financial Conduct Authority...
Location: Brighton , England
Language(s): Only English Required
Date Added: 10 Jan 2021
Language(s): Only English Required
Date Added: 10 Jan 2021
Works Project Support Officer - Facilities Management Hyde Park, London (with significant travel to all parks) About Us The Royal Parks (TRP) is a...
Language(s): Only English Required
Date Added: 14 May 2024
Date Added: 14 May 2024
My client is looking for a new Head of Compliance to join the office in North Essex, to report to the CRO. The salary is up to £80,000, as well as...
Location: Hempstead , England
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
Own your career Play an integral role in helping achieve assurance across global transaction reporting. Joining our Market Operation...
Location: London
Language(s): Only English Required
Date Added: 12 Dec 2020
Language(s): Only English Required
Date Added: 12 Dec 2020
Below are some of the types of work you could be involved in: • Advice & implementation responding to conduct regulation – regulatory advice,...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
Reporting to the Deputy CTO in EMEA, the Technology Applications Internal Control Officer will play a pivotal leadership role in promoting and...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
A major international insurance business is currently seeking a compliance advisor to work on a part-time basis. The business provides underwriting...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
Responsibilities- Lead Compliance monitoring on first and second line systems and controls Review and develop the Compliance monitoring...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
Role Profile: Resides in the business and supports management in the day-to-day efforts related to first line of defense regulatory oversight...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
Language(s): Only English Required
Date Added: 17 Dec 2020
The purpose of the Investment Compliance role is to identify regulatory and legal requirements relating to the monitoring of institutional portfolios...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
Language(s): Only English Required
Date Added: 17 Dec 2020
Currently recruiting for a Conduct Risk professional to join a leading UK Retail Bank. You will be responsible for Risk oversight and advisory across...
Location: London
Language(s): Only English Required
Date Added: 16 Jan 2021
Language(s): Only English Required
Date Added: 16 Jan 2021
The Business Join us in Edinburgh as an Audit Manager This is an opportunity to a key role in a new team in Internal Audit in its early...
Location: Edinburgh , Scotland
Language(s): Only English Required
Date Added: 14 Dec 2020
Language(s): Only English Required
Date Added: 14 Dec 2020
The ideal candidate will have a broad capability to: Provide regulatory advice to clients and and draft compliance manuals and policies Actively...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
At La Vie, we love meat, but we don’t love its impact on life. We’re on a mission to help people move from an animal-based diet to a plant-based one,...
Location: Paris
Language(s): Only English Required
Date Added: 15 May 2024
Language(s): Only English Required
Date Added: 15 May 2024
At La Vie, we love meat, but we don’t love its impact on life. We’re on a mission to help people move from an animal-based diet to a plant-based one,...
Location: Ivry-Sur-Seine
Language(s): Only English Required
Date Added: 15 May 2024
Language(s): Only English Required
Date Added: 15 May 2024
At La Vie, we love meat, but we don’t love its impact on life. We’re on a mission to help people move from an animal-based diet to a plant-based one,...
Location: Montrouge
Language(s): Only English Required
Date Added: 15 May 2024
Language(s): Only English Required
Date Added: 15 May 2024
Reporting directly to Managing Director, duties will include: • Responsibility and oversight of corporate compliance, trade compliance, quality...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
Specific Responsibilities: - Engage, and where required, provide feedback on the design of the Compliance Risk Assessment program to both Nuveen...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
End Date Salary Range £81,150 - £108,200 We support agile working - click here for more information on agile working options....
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
Role Profile: Resides in the business and manages first line of defense risk & regulatory oversight management efforts as they relate to...
Location: London
Language(s): Only English Required
Date Added: 11 Dec 2020
Language(s): Only English Required
Date Added: 11 Dec 2020
The Business Join us as a Programme Officer in Manchester As Programme Officer, you'll be responsible for improving the planning and delivery...
Location: Manchester , England
Language(s): Only English Required
Date Added: 11 Dec 2020
Language(s): Only English Required
Date Added: 11 Dec 2020
Ref: 940ASI Title: Head of Compliance - Funds (Part-time) Location: London Salary: Attractive Date: 28th June 2019 Our client, a fund...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
Language(s): Only English Required
Date Added: 20 Dec 2020
THE ASSET MANAGER Our Client, a global Asset Manager with a great culture and growth strategy is looking for a Compliance Monitoring Manager. THE...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
Position summary Divisional Accountabilities / Responsibilities: Develop, maintain and share expertise regarding your domains of expertise, at...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
Language(s): Only English Required
Date Added: 20 Dec 2020
Company Description Link Asset Services is a fast growing, dynamic business with market leading positions across our areas of expertise – funds,...
Location: Exeter , England
Language(s): Only English Required
Date Added: 12 Dec 2020
Language(s): Only English Required
Date Added: 12 Dec 2020
