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Compliance Monitoring Officer
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Compliance Officer Trade Jobs in Greater London, UK

Jobs 1 to 25 of 992


THE FIRM This firm is a global investment banking company with this role being based in their London office. Operating around the world they offer a...
Location: London
Language(s): Only English Required
Date Added: 13 Dec 2020
I am currently representing a London based Asset Management firm that are looking for a bright, energised and motivated individual, who is keen to...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Job description A career in our Valuations practice, within Deals Transaction Services, will provide you the opportunity to help organisations...
Location: London
Language(s): Only English Required
Date Added: 13 Jan 2021
Currently recruiting on behalf of an International Bank focused on Trade Finance who are looking for a Financial Crime Compliance Officer to join...
Location: London
Language(s): Only English Required
Date Added: 18 Jan 2021
I am representing a London based wealth management firm who are looking to bring a mid-level generalist compliance officer into their firm. This role...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
The opportunity The Investment Project Advisor will work as part of a team of that is responsible for securing Foreign Direct Investment (FDI)...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
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About The Role: Reporting to the Head of Compliance for Capital Markets and Treasury EMEA, the Compliance Monitoring Officer will play an...
Location: London
Language(s): Only English Required
Date Added: 10 Dec 2020
Compliance Officer 6 month contract for an diversified alternatives asset manager & hedge fund investor. Compliance Officer 6 month contract for...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Assistant Compliance manager position working for an independent Private Equity business to work directly under the CF10. Looking for a candidate to...
Location: London
Language(s): Only English Required
Date Added: 16 Jan 2021
Regulatory Advisor – Senior Compliance Officer – EMIR/MiFID/Dodd Frank – London Senior Regulatory Advisor required. My client, a leading financial...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Regulatory Oversight Management This role is part of a newly created Regulatory Control function sitting within Operations and supports management...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Role Profile: Resides in the business and manages first line of defense risk & regulatory oversight management efforts as they relate to...
Location: London
Language(s): Only English Required
Date Added: 11 Dec 2020
Role Profile: Resides in the business and supports management in the day-to-day efforts related to first line of defense regulatory oversight...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
The successful candidate will report to the team leader and be responsible for the oversight of all offshore Trade Management Support related...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
The role operates within the EMEA Corporate Trust Governance and Regulatory Execution Team. The role will be responsible for the governance,...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Compliance Officer (Banking) - Central London<br> <br> Salary: £30k - £35k + Excellent Benefits <br> <br> Office...
Location: London
Language(s): Only English Required
Date Added: 29 Apr 2024
Responsibilities of the role include – Initiate LCs (export / import) , Amendments, IRUs, Back to Back LCs, Assignments, Standby LCs Investigate...
Location: London
Language(s): Only English Required
Date Added: 18 Jan 2021
Description of the Position:   The Application Support role at Tradeweb is a pivotal role that supports the Institutional Fixed Income...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Want to help us change the way the world moves money? We build high tech services that allow people to send and receive money easily. Our...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Client My client a Tier-1 Financial services provider is currently recruiting for a Senior Product Control Analyst to join them on a permanent basis...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Role Purpose: Help to implement the agreed strategy for the International Securities Lending business, driving expansion and revenue enhancement...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Job Title: Corporate Actions Processing Analyst Department : Corporate Actions Division : O&T Reports To : Team Leader Purpose Of Role :...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
CIB - Global Equities - Equity Derivatives Group - Delta 1 Trading - Vice President Our Business Global Equities is part of the IB...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Reporting directly to Managing Director, duties will include: • Responsibility and oversight of corporate compliance, trade compliance, quality...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and exposure beyond...
Location: London
Language(s): Only English Required
Date Added: 11 Dec 2020

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