Regulatory Advisor – Senior Compliance Officer – EMIR/MiFID/Dodd Frank – London Senior Regulatory Advisor required. My client, a leading financial...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
Regulatory Oversight Management This role is part of a newly created Regulatory Control function sitting within Operations and supports management...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
Role Profile: Resides in the business and supports management in the day-to-day efforts related to first line of defense regulatory oversight...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
Language(s): Only English Required
Date Added: 17 Dec 2020
Role Profile: Resides in the business and manages first line of defense risk & regulatory oversight management efforts as they relate to...
Location: London
Language(s): Only English Required
Date Added: 11 Dec 2020
Language(s): Only English Required
Date Added: 11 Dec 2020
The role operates within the EMEA Corporate Trust Governance and Regulatory Execution Team. The role will be responsible for the governance,...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
The role will require the execution and oversight of internal audits covering all aspects of the company’s operations; assessing business processes...
Location: London
Language(s): Only English Required
Date Added: 05 Jan 2021
Language(s): Only English Required
Date Added: 05 Jan 2021
Keywords: Transaction, Trade, change, control, BAU, derivatives, middle office, trade support, EMIR, Dodd frank, traders, investment bank, regulatory,...
Location: London
Language(s): Only English Required
Date Added: 13 Dec 2020
Language(s): Only English Required
Date Added: 13 Dec 2020
Role Purpose: Help to implement the agreed strategy for the International Securities Lending business, driving expansion and revenue enhancement...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
Regulatory Risk Manager Based London This leading retail bank are currently seeking an additional Risk professional to join their Regulatory Risk...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
Language(s): Only English Required
Date Added: 20 Dec 2020
The Credit Analyst will need to: Analyse loan applications from Origination for credit approval, providing structuring, covenant and pricing...
Location: London
Language(s): Only English Required
Date Added: 21 Dec 2020
Language(s): Only English Required
Date Added: 21 Dec 2020
CIB - Global Equities - Equity Derivatives Group - Delta 1 Trading - Vice President Our Business Global Equities is part of the IB...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
Environment About Kleinwort Hambros Kleinwort Hambros has a wealth of experience in helping individuals, families, entrepreneurs,...
Location: London
Language(s): Only English Required
Date Added: 09 Jan 2021
Language(s): Only English Required
Date Added: 09 Jan 2021
Duties Work with the head of Regulatory Compliance to define the Regulatory Compliance framework, processes, controls and policies in the key...
Location: London
Language(s): Only English Required
Date Added: 11 Dec 2020
Language(s): Only English Required
Date Added: 11 Dec 2020
WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
The client is currently carrying out three types of work. These are Business Change (understand what the compliance and operational risk impacts are...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
Language(s): Only English Required
Date Added: 20 Dec 2020
The client is currently carrying out three types of work. These are Business Change (understand what the compliance and operational risk impacts are...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
Language(s): Only English Required
Date Added: 20 Dec 2020
A global tier 1 investment bank is looking for a financial accountant to join their international controller's team at one of their London based...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
Language(s): Only English Required
Date Added: 20 Dec 2020
Own your career Play an integral role in helping achieve assurance across global transaction reporting. Joining our Market Operation...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
This team is responsible for: Assisting in the development of regulatory compliance framework, policies, processes and controls Work closely...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
Reference: 74822 /7S Our client is a highly successful venture capital trust and enterprise investment scheme investor, looking to add an...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
From small businesses to some of the world's best-known brands, our clients count on reliable financial statements, information and processes to...
Location: London
Language(s): Only English Required
Date Added: 26 Dec 2020
Language(s): Only English Required
Date Added: 26 Dec 2020
Own your career Play an integral role in helping achieve assurance across global transaction reporting. Joining our Market Operation...
Location: London
Language(s): Only English Required
Date Added: 12 Dec 2020
Language(s): Only English Required
Date Added: 12 Dec 2020
Our Financial Services Organisation is a unique, industry-focused practice, and Capital Markets is a key sector within this area. With strong...
Location: London
Language(s): Only English Required
Date Added: 18 Jan 2021
Language(s): Only English Required
Date Added: 18 Jan 2021
Fourthline have been exclusively appointed to work our long-standing client, a regulatory financial services business, in their search for a...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
EY is a global network of professional services firms engaged in advisory, transaction, assurance and tax services with member firms in over 170...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
