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Regulatory Compliance Exeter Jobs in City Of London, UK

Jobs 1 to 25 of 970


Regulatory Risk Manager Based London This leading retail bank are currently seeking an additional Risk professional to join their Regulatory Risk...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
Regulatory Advisor – Senior Compliance Officer – EMIR/MiFID/Dodd Frank – London Senior Regulatory Advisor required. My client, a leading financial...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
EY is a global network of professional services firms engaged in advisory, transaction, assurance and tax services with member firms in over 170...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
A financial brokerage in Central London is looking for a C# React full stack developer to work on a technology transformation profect. This role is a...
Location: London
Language(s): Only English Required
Date Added: 29 Dec 2020
The role is broad and dynamic, however specific responsibilities would include: Preparing and maintaining client files Preparing financial...
Location: London
Language(s): Only English Required
Date Added: 18 Jan 2021
My client, a global financial services company are looking to hire a Regulatory Compliance Manager to join their Compliance Governance team in the...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
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Fourthline have been exclusively appointed to work our long-standing client, a regulatory financial services business, in their search for a...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Duties Work with the head of Regulatory Compliance to define the Regulatory Compliance framework, processes, controls and policies in the key...
Location: London
Language(s): Only English Required
Date Added: 11 Dec 2020
Keywords: Transaction, Trade, change, control, BAU, derivatives, middle office, trade support, EMIR, Dodd frank, traders, investment bank, regulatory,...
Location: London
Language(s): Only English Required
Date Added: 13 Dec 2020
A growing financial investment advisory firm is looking for Client Services Accountants to assist with the delivery and support for their clients...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Trans-Atlantic firm looking for Newly Qualified Corporate Associate. The Firm This leading Trans-Atlantic firm is highly rated for corporate...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Job Title : Agency Securities Lawyer - Vice President About J.P. Morgan J.P. Morgan is a leader in financial services,...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
Trade Floor Compliance focus   The primary responsibility of this role is the execution and evolution of the Compliance program in the areas of...
Location: London
Language(s): Only English Required
Date Added: 21 Dec 2020
THE FIRM This firm is a global investment banking company with this role being based in their London office. Operating around the world they offer a...
Location: London
Language(s): Only English Required
Date Added: 13 Dec 2020
Silver Circle firm looking to grow its corporate team with a senior Corporate associate in Energy and Renewables Sector The Firm This Silver...
Location: London
Language(s): Only English Required
Date Added: 10 Jan 2021
Fantastic opportunity for Marketing Executives to step up into a senior role. My client, a boutique financial services firm offering products to...
Location: London
Language(s): Only English Required
Date Added: 13 Dec 2020
My client, a boutique financial services firm offering products to retail and intermediary customers, are actively looking to speak to professional...
Location: London
Language(s): Only English Required
Date Added: 13 Dec 2020
Environment About Kleinwort Hambros Kleinwort Hambros has a wealth of experience in helping individuals, families, entrepreneurs,...
Location: London
Language(s): Only English Required
Date Added: 09 Jan 2021
THE ASSET MANAGER Our Client, a global Asset Manager with a great culture and growth strategy is looking for a Compliance Monitoring Manager. THE...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
This team is responsible for: Assisting in the development of regulatory compliance framework, policies, processes and controls Work closely...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Accountabilities and responsibilities Client delivery Advise and support clients on a wide range of regulatory focus areas, including: All...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
Currently recruiting on behalf of an International Bank focused on Trade Finance, for a number of Compliance professional to join their team. These...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
I am representing a London based wealth management firm who are looking to bring a mid-level generalist compliance officer into their firm. This role...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Regulatory Oversight Management This role is part of a newly created Regulatory Control function sitting within Operations and supports management...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
The job responsibilities of this role include, but are not limited to, promoting compliance culture and the wider governance framework; managing...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020

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