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Regulatory Compliance Exeter Jobs in London, UK

Jobs 76 to 100 of 1020


Within the professional services environment, the application of risk management procedures is fundamental to the successful delivery of our client...
Location: London
Language(s): Only English Required
Date Added: 12 Dec 2020
Job Title:        Compliance Manager - Central Compliance and Monitoring Location:       London, UK   About Neuberger Berman: As a private,...
Location: London
Language(s): Only English Required
Date Added: 13 Jan 2021
Our Internal Audit team aims to provide confidence to our clients and their stakeholders through the rigorous independent assessment of process and...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
A leading MGA is currently seeking a Senior Compliance Analyst. In this role, you will work in a small team and act as 'number 2' to the Head of...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Our Internal Audit team aims to provide confidence to our clients and their stakeholders through the rigorous independent assessment of process and...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
The BMC Business Leader is responsible for the overall Brand, Marketing & Communications strategy for their respective Service Line (SL), Segment or...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
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The IMS Coordinator is responsible for supporting the AWS team in the maintenance of the IMS in the UK and the wider business certifications ....
Location: London
Language(s): Only English Required
Date Added: 11 Jan 2021
Our mission is to make meaningful learning a part of your everyday . The shelf life of our skills is now less than 5 years. So, if you stopped...
Location: London
Language(s): Only English Required
Date Added: 15 Jun 2024
Role Profile: Resides in the business and supports management in the day-to-day efforts related to first line of defense regulatory oversight...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
In this high profile position your will be responsible for managing one direct report. You will both act as business partners to three of our...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Compliance Manager position within an international private equity fund with over $300bn AUM. The successful applicant will work within a small team...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
The client is currently carrying out three types of work. These are Business Change (understand what the compliance and operational risk impacts are...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
The client is currently carrying out three types of work. These are Business Change (understand what the compliance and operational risk impacts are...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
The successful candidate will be responsible for overseeing and managing all compliance issues, including compliance monitoring, and training...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
Compliance Officer 6 month contract for an diversified alternatives asset manager & hedge fund investor. Compliance Officer 6 month contract for...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Own your career Play an integral role in helping achieve assurance across global transaction reporting. Joining our Market Operation...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Description CME Group is the world's leading and most diverse derivatives marketplace. But who we are goes deeper than that. Here, you can impact...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Role Profile: Resides in the business and manages first line of defense risk & regulatory oversight management efforts as they relate to...
Location: London
Language(s): Only English Required
Date Added: 11 Dec 2020
Currently recruiting on behalf of an International Bank focused on Trade Finance who are looking for a Financial Crime Compliance Officer to join...
Location: London
Language(s): Only English Required
Date Added: 18 Jan 2021
The role operates within the EMEA Corporate Trust Governance and Regulatory Execution Team. The role will be responsible for the governance,...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Own your career Play an integral role in helping achieve assurance across global transaction reporting. Joining our Market Operation...
Location: London
Language(s): Only English Required
Date Added: 12 Dec 2020
Ref: 940ASI Title: Head of Compliance - Funds (Part-time) Location: London Salary: Attractive Date: 28th June 2019 Our client, a fund...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
About TrunkiAt Trunki, we're a playful team committed to revolutionising travel for families, making every journey as delightful as the destination...
Location: London
Language(s): Only English Required
Date Added: 12 Jun 2024
Duties will include; • Monitor investment activity on a pre and post trade basis to ensure compliance with client guidelines, regulatory rules,...
Location: London
Language(s): Only English Required
Date Added: 09 Dec 2020
Below are some of the types of work you could be involved in:   • Advice & implementation responding to conduct regulation – regulatory advice,...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021

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