Below are some of the types of work you could be involved in: • Advice & implementation responding to conduct regulation – regulatory advice,...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
The opportunity The role in the ACR team is for an experienced Manager to join the Managed Services team. Managed Services is one of our fastest...
Location: Newcastle Upon Tyne , England
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
Wealth Management Advisory Compliance VP - FX transactions I am partnering with a multinational investment bank who are looking to hire an Advisory...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and exposure beyond...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
The opportunity The role in the ACR team is for an experienced Manager to join the Managed Services team. Your key...
Location: Newcastle Upon Tyne , England
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
This is a London based role, within the EMEA Compliance Team, reporting directly to the Chief Compliance Officer for the EMEA region. The Compliance...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
My client is a financial services organisation with global reach looking to bring on a driven candidate to take the next step in their compliance...
Location: Saint Helier , Channel Islands
Language(s): Only English Required
Date Added: 12 Dec 2020
Language(s): Only English Required
Date Added: 12 Dec 2020
A position has now become available for a Compliance Associate to join their growing UK team working closely with the Head of Compliance. Duties...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
Language(s): Only English Required
Date Added: 20 Dec 2020
Reporting to the Senior Compliance Manager, duties include: • Assisting in the central compliance process including: o Maintaining and overseeing...
Location: London
Language(s): Only English Required
Date Added: 13 Dec 2020
Language(s): Only English Required
Date Added: 13 Dec 2020
I am currently representing a London based Asset Management firm that are looking for a bright, energised and motivated individual, who is keen to...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
An MGA is currently seeking a Senior Compliance Analyst. You will ensure that the business is in line with all national and international...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
Currently recruiting on behalf of an International Bank focused on Trade Finance who are looking for a Financial Crime Compliance Officer to join...
Location: London
Language(s): Only English Required
Date Added: 18 Jan 2021
Language(s): Only English Required
Date Added: 18 Jan 2021
Duties will include; • Monitor investment activity on a pre and post trade basis to ensure compliance with client guidelines, regulatory rules,...
Location: London
Language(s): Only English Required
Date Added: 09 Dec 2020
Language(s): Only English Required
Date Added: 09 Dec 2020
People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and exposure beyond...
Location: London
Language(s): Only English Required
Date Added: 11 Dec 2020
Language(s): Only English Required
Date Added: 11 Dec 2020
Environment People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and...
Location: London
Language(s): Only English Required
Date Added: 12 Dec 2020
Language(s): Only English Required
Date Added: 12 Dec 2020
A leading MGA is currently seeking a Senior Compliance Analyst. In this role, you will work in a small team and act as 'number 2' to the Head of...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
Currently recruiting for a Risk & Compliance lawyer to join a Kent based Law firm working across multiple sectors. This role will be supporting the...
Location: Maidstone , England
Language(s): Only English Required
Date Added: 16 Jan 2021
Language(s): Only English Required
Date Added: 16 Jan 2021
Duties Work with the head of Regulatory Compliance to define the Regulatory Compliance framework, processes, controls and policies in the key...
Location: London
Language(s): Only English Required
Date Added: 11 Dec 2020
Language(s): Only English Required
Date Added: 11 Dec 2020
My client is looking for a new Head of Compliance to join the office in North Essex, to report to the CRO. The salary is up to £80,000, as well as...
Location: Hempstead , England
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
My client a international Broker, is seeking a HR Compliance/DPO Assistant to join their rapidly growing company. The ideal candidate will have a...
Location: London
Language(s): Only English Required
Date Added: 09 Dec 2020
Language(s): Only English Required
Date Added: 09 Dec 2020
Some of the responsibilities within the role will include, but are not limited to: Produce high quality monitoring reports. Create a risk-based...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
Language(s): Only English Required
Date Added: 17 Dec 2020
The Head of Compliance will be responsible for ensuring the firm adheres to the UK regulatory standards required by the Financial Conduct Authority...
Location: Brighton , England
Language(s): Only English Required
Date Added: 10 Jan 2021
Language(s): Only English Required
Date Added: 10 Jan 2021
Our client a leading global fund and corporate services business is currently recruiting a Head of Compliance and MLRO for their UK business. As...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
Responsibilities- Lead Compliance monitoring on first and second line systems and controls Review and develop the Compliance monitoring...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
Specific Responsibilities: - Engage, and where required, provide feedback on the design of the Compliance Risk Assessment program to both Nuveen...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021