Job Title: Compliance Manager - Central Compliance and Monitoring Location: London, UK About Neuberger Berman: As a private,...
Location: London
Language(s): Only English Required
Date Added: 13 Jan 2021
Language(s): Only English Required
Date Added: 13 Jan 2021
Reporting to the Senior Compliance Manager, duties include: • Assisting in the central compliance process including: o Maintaining and overseeing...
Location: London
Language(s): Only English Required
Date Added: 13 Dec 2020
Language(s): Only English Required
Date Added: 13 Dec 2020
Some of the responsibilities within the role will include, but are not limited to: Produce high quality monitoring reports. Create a risk-based...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
Language(s): Only English Required
Date Added: 17 Dec 2020
Specific Responsibilities: - Engage, and where required, provide feedback on the design of the Compliance Risk Assessment program to both Nuveen...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and exposure beyond...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
Duties will include; • Monitor investment activity on a pre and post trade basis to ensure compliance with client guidelines, regulatory rules,...
Location: London
Language(s): Only English Required
Date Added: 09 Dec 2020
Language(s): Only English Required
Date Added: 09 Dec 2020
Compliance Manager position within an international private equity fund with over $300bn AUM. The successful applicant will work within a small team...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
THE ASSET MANAGER Our Client, a global Asset Manager with a great culture and growth strategy is looking for a Compliance Monitoring Manager. THE...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
About The Role: Reporting to the Head of Compliance for Capital Markets and Treasury EMEA, the Compliance Monitoring Officer will play an...
Location: London
Language(s): Only English Required
Date Added: 10 Dec 2020
Language(s): Only English Required
Date Added: 10 Dec 2020
WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
Qualified Personal Tax Compliance Senior, Central London A market leading 16 Partner firm based in Central London are looking for a Personal Tax...
Location: London
Language(s): Only English Required
Date Added: 16 Jan 2021
Language(s): Only English Required
Date Added: 16 Jan 2021
I am representing a London based wealth management firm who are looking to bring a mid-level generalist compliance officer into their firm. This role...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
Assistant Compliance manager position working for an independent Private Equity business to work directly under the CF10. Looking for a candidate to...
Location: London
Language(s): Only English Required
Date Added: 16 Jan 2021
Language(s): Only English Required
Date Added: 16 Jan 2021
This is a London based role, within the EMEA Compliance Team, reporting directly to the Chief Compliance Officer for the EMEA region. The Compliance...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
My client is a financial services organisation with global reach looking to bring on a driven candidate to take the next step in their compliance...
Location: Saint Helier , Channel Islands
Language(s): Only English Required
Date Added: 12 Dec 2020
Language(s): Only English Required
Date Added: 12 Dec 2020
The successful candidate will be responsible for overseeing and managing all compliance issues, including compliance monitoring, and training...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
Language(s): Only English Required
Date Added: 20 Dec 2020
Full time - ParisKiln is seeking a Head of Compliance to spearhead our compliance department. This role is instrumental in guiding Kiln through the...
Location: Paris
Language(s): Only English Required
Date Added: 27 Apr 2024
Language(s): Only English Required
Date Added: 27 Apr 2024
Full time - ParisKiln is seeking a Head of Compliance to spearhead our compliance department. This role is instrumental in guiding Kiln through the...
Location: Paris
Language(s): Only English Required
Date Added: 27 Apr 2024
Language(s): Only English Required
Date Added: 27 Apr 2024
Compliance Officer 6 month contract for an diversified alternatives asset manager & hedge fund investor. Compliance Officer 6 month contract for...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
An MGA is currently seeking a Senior Compliance Analyst. You will ensure that the business is in line with all national and international...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
Currently recruiting on behalf of an International Bank focused on Trade Finance who are looking for a Financial Crime Compliance Officer to join...
Location: London
Language(s): Only English Required
Date Added: 18 Jan 2021
Language(s): Only English Required
Date Added: 18 Jan 2021
Responsibilities- Lead Compliance monitoring on first and second line systems and controls Review and develop the Compliance monitoring...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
A leading MGA is currently seeking a Senior Compliance Analyst. In this role, you will work in a small team and act as 'number 2' to the Head of...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
Compliance Officer (Banking) - Central London<br>
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Salary: £30k - £35k + Excellent Benefits <br>
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Office...
Location: London
Language(s): Only English Required
Date Added: 29 Apr 2024
Language(s): Only English Required
Date Added: 29 Apr 2024
People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and exposure beyond...
Location: London
Language(s): Only English Required
Date Added: 11 Dec 2020
Language(s): Only English Required
Date Added: 11 Dec 2020
