Duties Work with the head of Regulatory Compliance to define the Regulatory Compliance framework, processes, controls and policies in the key...
Location: London
Language(s): Only English Required
Date Added: 11 Dec 2020
Language(s): Only English Required
Date Added: 11 Dec 2020
My client is looking for a new Head of Compliance to join the office in North Essex, to report to the CRO. The salary is up to £80,000, as well as...
Location: Hempstead , England
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
My client a international Broker, is seeking a HR Compliance/DPO Assistant to join their rapidly growing company. The ideal candidate will have a...
Location: London
Language(s): Only English Required
Date Added: 09 Dec 2020
Language(s): Only English Required
Date Added: 09 Dec 2020
Legal Secretary / Assistant (Private Client)<br>
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Location: Lewes, East Sussex <br>
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Salary: Up to £25k pro rata...
Location: Lewes, East Sussex
Language(s): Only English Required
Date Added: 16 May 2024
Language(s): Only English Required
Date Added: 16 May 2024
Fourthline have been exclusively appointed to work our long-standing client, a regulatory financial services business, in their search for a...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
Fourthline have been exclusively appointed to work our long-standing client, lending and payments organisation, in their search for a Senior...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
Some of the responsibilities within the role will include, but are not limited to: Produce high quality monitoring reports. Create a risk-based...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
Language(s): Only English Required
Date Added: 17 Dec 2020
Keywords: Transaction, Trade, change, control, BAU, derivatives, middle office, trade support, EMIR, Dodd frank, traders, investment bank, regulatory,...
Location: London
Language(s): Only English Required
Date Added: 13 Dec 2020
Language(s): Only English Required
Date Added: 13 Dec 2020
The Head of Compliance will be responsible for ensuring the firm adheres to the UK regulatory standards required by the Financial Conduct Authority...
Location: Brighton , England
Language(s): Only English Required
Date Added: 10 Jan 2021
Language(s): Only English Required
Date Added: 10 Jan 2021
Job description Our Legal Technology team works alongside clients to help build their legal team of the future. Working closely with PwC's New Law...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
Language(s): Only English Required
Date Added: 17 Dec 2020
Tax Compliance and Reporting Manager, Brighton One of the largest International healthcare groups are currently recruiting for a Tax Compliance and...
Location: Brighton , England
Language(s): Only English Required
Date Added: 20 Dec 2020
Language(s): Only English Required
Date Added: 20 Dec 2020
Our client a leading global fund and corporate services business is currently recruiting a Head of Compliance and MLRO for their UK business. As...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
In this high profile position your will be responsible for managing one direct report. You will both act as business partners to three of our...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
Currently recruiting for a Conduct Risk professional to join a leading UK Retail Bank. You will be responsible for Risk oversight and advisory across...
Location: London
Language(s): Only English Required
Date Added: 16 Jan 2021
Language(s): Only English Required
Date Added: 16 Jan 2021
The Business Join us in Edinburgh as an Audit Manager This is an opportunity to a key role in a new team in Internal Audit in its early...
Location: Edinburgh , Scotland
Language(s): Only English Required
Date Added: 14 Dec 2020
Language(s): Only English Required
Date Added: 14 Dec 2020
Responsibilities- Lead Compliance monitoring on first and second line systems and controls Review and develop the Compliance monitoring...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
We are looking for a tax manager to manage our outsourced UK tax compliance and internal tax reporting and provide tax support to the business. You...
Location: London
Language(s): Only English Required
Date Added: 18 Jan 2021
Language(s): Only English Required
Date Added: 18 Jan 2021
Below are some of the types of work you could be involved in: • Advice & implementation responding to conduct regulation – regulatory advice,...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
Specific Responsibilities: - Engage, and where required, provide feedback on the design of the Compliance Risk Assessment program to both Nuveen...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
Trade Floor Compliance focus The primary responsibility of this role is the execution and evolution of the Compliance program in the areas of...
Location: London
Language(s): Only English Required
Date Added: 21 Dec 2020
Language(s): Only English Required
Date Added: 21 Dec 2020
Reporting directly to Managing Director, duties will include: • Responsibility and oversight of corporate compliance, trade compliance, quality...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
A major international insurance business is currently seeking a compliance advisor to work on a part-time basis. The business provides underwriting...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
Environment About Kleinwort Hambros Kleinwort Hambros has a wealth of experience in helping individuals, families, entrepreneurs,...
Location: London
Language(s): Only English Required
Date Added: 09 Jan 2021
Language(s): Only English Required
Date Added: 09 Jan 2021
Ref: 940ASI Title: Head of Compliance - Funds (Part-time) Location: London Salary: Attractive Date: 28th June 2019 Our client, a fund...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
Language(s): Only English Required
Date Added: 20 Dec 2020
AML / Compliance Manager Our Client, a Leading Bank, is currently looking for a AML / Compliance Manager to join their team. Duties: Be the...
Location: London
Language(s): Only English Required
Date Added: 19 Jan 2021
Language(s): Only English Required
Date Added: 19 Jan 2021
