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Head Compliance Monitoring Jobs in UK

Jobs 1 to 25 of 1854


Some of the responsibilities within the role will include, but are not limited to: Produce high quality monitoring reports. Create a risk-based...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
Co-Founder & CEO | ETRA Talent |UK | Europe | Middle EastWell established Global Capital Markets firm based in Paris, France are hiring for a Head of...
Location: Paris
Language(s): Only English Required
Date Added: 05 May 2024
Full time - ParisKiln is seeking a Head of Compliance to spearhead our compliance department. This role is instrumental in guiding Kiln through the...
Location: Paris
Language(s): Only English Required
Date Added: 05 May 2024
Specific Responsibilities: - Engage, and where required, provide feedback on the design of the Compliance Risk Assessment program to both Nuveen...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
About The Role: Reporting to the Head of Compliance for Capital Markets and Treasury EMEA, the Compliance Monitoring Officer will play an...
Location: London
Language(s): Only English Required
Date Added: 10 Dec 2020
Co-Founder & CEO | ETRA Talent |UK | Europe | Middle EastWell established Global Capital Markets firm based in Paris, France are hiring for a Head of...
Location: Paris
Language(s): Only English Required
Date Added: 05 May 2024
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Co-Founder & CEO | ETRA Talent |UK | Europe | Middle EastWell established Global Capital Markets firm based in Paris, France are hiring for a Head of...
Location: Ivry-Sur-Seine
Language(s): Only English Required
Date Added: 05 May 2024
Co-Founder & CEO | ETRA Talent |UK | Europe | Middle EastWell established Global Capital Markets firm based in Paris, France are hiring for a Head of...
Location: Montrouge
Language(s): Only English Required
Date Added: 05 May 2024
Full time - ParisKiln is seeking a Head of Compliance to spearhead our compliance department. This role is instrumental in guiding Kiln through the...
Location: Paris
Language(s): Only English Required
Date Added: 05 May 2024
Full time - ParisKiln is seeking a Head of Compliance to spearhead our compliance department. This role is instrumental in guiding Kiln through the...
Location: Ivry-Sur-Seine
Language(s): Only English Required
Date Added: 05 May 2024
Full time - ParisKiln is seeking a Head of Compliance to spearhead our compliance department. This role is instrumental in guiding Kiln through the...
Location: Montrouge
Language(s): Only English Required
Date Added: 05 May 2024
The Head of Compliance will be responsible for ensuring the firm adheres to the UK regulatory standards required by the Financial Conduct Authority...
Location: Brighton , England
Language(s): Only English Required
Date Added: 10 Jan 2021
Job Title:        Compliance Manager - Central Compliance and Monitoring Location:       London, UK   About Neuberger Berman: As a private,...
Location: London
Language(s): Only English Required
Date Added: 13 Jan 2021
People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and exposure beyond...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Duties will include; • Monitor investment activity on a pre and post trade basis to ensure compliance with client guidelines, regulatory rules,...
Location: London
Language(s): Only English Required
Date Added: 09 Dec 2020
THE ASSET MANAGER Our Client, a global Asset Manager with a great culture and growth strategy is looking for a Compliance Monitoring Manager. THE...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
An MGA is currently seeking a Senior Compliance Analyst. You will ensure that the business is in line with all national and international...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and exposure beyond...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Currently recruiting on behalf of an International Bank focused on Trade Finance who are looking for a Financial Crime Compliance Officer to join...
Location: London
Language(s): Only English Required
Date Added: 18 Jan 2021
My client is looking for a new Head of Compliance to join the office in North Essex, to report to the CRO. The salary is up to £80,000, as well as...
Location: Hempstead , England
Language(s): Only English Required
Date Added: 17 Jan 2021
A leading MGA is currently seeking a Senior Compliance Analyst. In this role, you will work in a small team and act as 'number 2' to the Head of...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Duties Work with the head of Regulatory Compliance to define the Regulatory Compliance framework, processes, controls and policies in the key...
Location: London
Language(s): Only English Required
Date Added: 11 Dec 2020
Our client a leading global fund and corporate services business is currently recruiting a Head of Compliance and MLRO for their UK business. As...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Ref: 940ASI Title: Head of Compliance - Funds (Part-time) Location: London Salary: Attractive Date: 28th June 2019 Our client, a fund...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020

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