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Regulatory Compliance Exeter Jobs in Greater London, UK

Jobs 76 to 100 of 975


Responsibilities- Lead Compliance monitoring on first and second line systems and controls Review and develop the Compliance monitoring...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
FS Business Modelling - Executive - TAS; London Are you good at seeing the big picture? Then join EY to gain experiences that will last...
Location: London
Language(s): Only English Required
Date Added: 19 Jan 2021
Ref: 940ASI Title: Head of Compliance - Funds (Part-time) Location: London Salary: Attractive Date: 28th June 2019 Our client, a fund...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
Our client a leading global fund and corporate services business is currently recruiting a Head of Compliance and MLRO for their UK business. As...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
The purpose of the Investment Compliance role is to identify regulatory and legal requirements relating to the monitoring of institutional portfolios...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
Manager - Software License Forensics, Assurance - London Software License Forensics (SLF) is a global software licensing practice which is part...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
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Currently recruiting for a Conduct Risk professional to join a leading UK Retail Bank. You will be responsible for Risk oversight and advisory across...
Location: London
Language(s): Only English Required
Date Added: 16 Jan 2021
Environment At Societe Generale, you will be joining the Global Markets division (MARK) of SG Corporate and Investment Banking. MARK offers a...
Location: London
Language(s): Only English Required
Date Added: 20 Jan 2021
The opportunity Extended Assurance is part of our Financial Services Assurance practice and provides ongoing assurance to regulators, management...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Job description A career within Forensics Technology services, will provide you with the opportunity to help our clients protect their business in...
Location: London
Language(s): Only English Required
Date Added: 29 Dec 2020
The ideal candidate will have a broad capability to: Provide regulatory advice to clients and and draft compliance manuals and policies Actively...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Reporting directly to Managing Director, duties will include: • Responsibility and oversight of corporate compliance, trade compliance, quality...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Specific Responsibilities: - Engage, and where required, provide feedback on the design of the Compliance Risk Assessment program to both Nuveen...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
End Date Salary Range £81,150 - £108,200 We support agile working - click here for more information on agile working options....
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Wealth Management Advisory Compliance VP - FX transactions I am partnering with a multinational investment bank who are looking to hire an Advisory...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
CIB Operations - EMEARates Derivative Marketing Support - Associate - London EMEARates & CEM Derivative Marketing Support TheRates Sales &...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
Our Finance & Finance Technology Performance Improvement practice sits within our wider Advisory team and is growing significantly due to financial...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
A financial brokerage in Central London is looking for a C# React full stack developer to work on a technology transformation profect. This role is a...
Location: London
Language(s): Only English Required
Date Added: 29 Dec 2020
Our Financial Services Organisation is a unique, industry-focused practice, and Capital Markets is a key sector within this area. With strong...
Location: London
Language(s): Only English Required
Date Added: 10 Dec 2020
Our Internal Audit team aims to provide confidence to our clients and their stakeholders through the rigorous independent assessment of process and...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Role Responsibilities: The Relationship Manager will acquire, maintain and grow profitable long-term relationships with HNW RND clients. The...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
The Opportunity #LI-P In today's market, businesses face new and ever evolving disruption from innovation, market shifts, and changes in the...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
Italian speaking Mixed Tax Senior Manager role, Central London boutique An Italian speaking boutique firm based in Central London are looking for...
Location: London
Language(s): Only English Required
Date Added: 16 Jan 2021
Mixed Tax Technical Senior Manager, Central London My client are a 12 Partner firm based in Central London and they are looking for a Mixed Tax...
Location: London
Language(s): Only English Required
Date Added: 14 Jan 2021
Credit Pricing and Analytics – Assistant Manager - Associate Director – London     Role Deliverables The team undertakes transaction-related...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021

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