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Compliance Monitoring Officer Jobs in City Of London, UK

Jobs 1 to 25 of 997


Audit Senior Job - City of London - Flexible Working + Quick Progression I am currently recruiting for an Audit Senior at a forward thinking,...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Regulatory Advisor – Senior Compliance Officer – EMIR/MiFID/Dodd Frank – London Senior Regulatory Advisor required. My client, a leading financial...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Senior DevOps Engineer / Fintech / £600-650pd / 6 months / London City THE ROLE You will be embedded within the product development squads to...
Location: London
Language(s): Only English Required
Date Added: 12 Dec 2020
EY is a global network of professional services firms engaged in advisory, transaction, assurance and tax services with member firms in over 170...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
About The Role: Reporting to the Head of Compliance for Capital Markets and Treasury EMEA, the Compliance Monitoring Officer will play an...
Location: London
Language(s): Only English Required
Date Added: 10 Dec 2020
I am representing a London based wealth management firm who are looking to bring a mid-level generalist compliance officer into their firm. This role...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
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Assistant Compliance manager position working for an independent Private Equity business to work directly under the CF10. Looking for a candidate to...
Location: London
Language(s): Only English Required
Date Added: 16 Jan 2021
Compliance Officer 6 month contract for an diversified alternatives asset manager & hedge fund investor. Compliance Officer 6 month contract for...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
THE FIRM This firm is a global investment banking company with this role being based in their London office. Operating around the world they offer a...
Location: London
Language(s): Only English Required
Date Added: 13 Dec 2020
The role is broad and dynamic, however specific responsibilities would include: Preparing and maintaining client files Preparing financial...
Location: London
Language(s): Only English Required
Date Added: 18 Jan 2021
THE ASSET MANAGER Our Client, a global Asset Manager with a great culture and growth strategy is looking for a Compliance Monitoring Manager. THE...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Currently recruiting on behalf of an International Bank focused on Trade Finance who are looking for a Financial Crime Compliance Officer to join...
Location: London
Language(s): Only English Required
Date Added: 18 Jan 2021
Duties Work with the head of Regulatory Compliance to define the Regulatory Compliance framework, processes, controls and policies in the key...
Location: London
Language(s): Only English Required
Date Added: 11 Dec 2020
Job Title:        Compliance Manager - Central Compliance and Monitoring Location:       London, UK   About Neuberger Berman: As a private,...
Location: London
Language(s): Only English Required
Date Added: 13 Jan 2021
Some of the responsibilities within the role will include, but are not limited to: Produce high quality monitoring reports. Create a risk-based...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
I am currently representing a London based Asset Management firm that are looking for a bright, energised and motivated individual, who is keen to...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
This is a London based role, within the EMEA Compliance Team, reporting directly to the Chief Compliance Officer for the EMEA region. The Compliance...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Monitoring Officer / Assessor<br> <br> Location: Woodford Green, East London<br> <br> Salary: £23k - £26k +...
Location: London
Language(s): Only English Required
Date Added: 26 Apr 2024
Specific Responsibilities: - Engage, and where required, provide feedback on the design of the Compliance Risk Assessment program to both Nuveen...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Duties will include; • Monitor investment activity on a pre and post trade basis to ensure compliance with client guidelines, regulatory rules,...
Location: London
Language(s): Only English Required
Date Added: 09 Dec 2020
Senior Credit Risk Modeller An award winning Boutique Bank based in the City of London are looking for a Senior Credit Risk Modeller to join their...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Compliance Officer (Banking) - Central London<br> <br> Salary: £30k - £35k + Excellent Benefits <br> <br> Office...
Location: London
Language(s): Only English Required
Date Added: 29 Apr 2024
Position Description This role supports the Cash Funding and Payment service for our varied client base. Working within a team of four, the...
Location: London
Language(s): Only English Required
Date Added: 12 Dec 2020
People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and exposure beyond...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Job Title : Agency Securities Lawyer - Vice President About J.P. Morgan J.P. Morgan is a leader in financial services,...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020

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