Job Title: Compliance Manager - Central Compliance and Monitoring Location: London, UK About Neuberger Berman: As a private,...
Location: London
Language(s): Only English Required
Date Added: 13 Jan 2021
Language(s): Only English Required
Date Added: 13 Jan 2021
THE ASSET MANAGER Our Client, a global Asset Manager with a great culture and growth strategy is looking for a Compliance Monitoring Manager. THE...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
Compliance Manager position within an international private equity fund with over $300bn AUM. The successful applicant will work within a small team...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
The successful candidate will be responsible for overseeing and managing all compliance issues, including compliance monitoring, and training...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
Language(s): Only English Required
Date Added: 20 Dec 2020
Some of the responsibilities within the role will include, but are not limited to: Produce high quality monitoring reports. Create a risk-based...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
Language(s): Only English Required
Date Added: 17 Dec 2020
Specific Responsibilities: - Engage, and where required, provide feedback on the design of the Compliance Risk Assessment program to both Nuveen...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
Assistant Compliance manager position working for an independent Private Equity business to work directly under the CF10. Looking for a candidate to...
Location: London
Language(s): Only English Required
Date Added: 16 Jan 2021
Language(s): Only English Required
Date Added: 16 Jan 2021
I am representing a London based wealth management firm who are looking to bring a mid-level generalist compliance officer into their firm. This role...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
Duties will include; • Monitor investment activity on a pre and post trade basis to ensure compliance with client guidelines, regulatory rules,...
Location: London
Language(s): Only English Required
Date Added: 09 Dec 2020
Language(s): Only English Required
Date Added: 09 Dec 2020
Reporting to the Senior Compliance Manager, duties include: • Assisting in the central compliance process including: o Maintaining and overseeing...
Location: London
Language(s): Only English Required
Date Added: 13 Dec 2020
Language(s): Only English Required
Date Added: 13 Dec 2020
Co-Founder & CEO | ETRA Talent |UK | Europe | Middle EastWell established Global Capital Markets firm based in Paris, France are hiring for a Head of...
Location: Paris
Language(s): Only English Required
Date Added: 05 May 2024
Language(s): Only English Required
Date Added: 05 May 2024
About The Role: Reporting to the Head of Compliance for Capital Markets and Treasury EMEA, the Compliance Monitoring Officer will play an...
Location: London
Language(s): Only English Required
Date Added: 10 Dec 2020
Language(s): Only English Required
Date Added: 10 Dec 2020
Compliance Officer 6 month contract for an diversified alternatives asset manager & hedge fund investor. Compliance Officer 6 month contract for...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
In this high profile position your will be responsible for managing one direct report. You will both act as business partners to three of our...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
The purpose of the Investment Compliance role is to identify regulatory and legal requirements relating to the monitoring of institutional portfolios...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
Language(s): Only English Required
Date Added: 17 Dec 2020
AML / Compliance Manager Our Client, a Leading Bank, is currently looking for a AML / Compliance Manager to join their team. Duties: Be the...
Location: London
Language(s): Only English Required
Date Added: 19 Jan 2021
Language(s): Only English Required
Date Added: 19 Jan 2021
Co-Founder & CEO | ETRA Talent |UK | Europe | Middle EastWell established Global Capital Markets firm based in Paris, France are hiring for a Head of...
Location: Paris
Language(s): Only English Required
Date Added: 05 May 2024
Language(s): Only English Required
Date Added: 05 May 2024
Co-Founder & CEO | ETRA Talent |UK | Europe | Middle EastWell established Global Capital Markets firm based in Paris, France are hiring for a Head of...
Location: Ivry-Sur-Seine
Language(s): Only English Required
Date Added: 05 May 2024
Language(s): Only English Required
Date Added: 05 May 2024
Co-Founder & CEO | ETRA Talent |UK | Europe | Middle EastWell established Global Capital Markets firm based in Paris, France are hiring for a Head of...
Location: Montrouge
Language(s): Only English Required
Date Added: 05 May 2024
Language(s): Only English Required
Date Added: 05 May 2024
Currently recruiting on behalf of an International Bank focused on Trade Finance, for a number of Compliance professional to join their team. These...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
State Street Global Markets (SSGM) Compliance team is looking for an experienced compliance professional to join their advisory team to act as the...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and exposure beyond...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
My client, a global financial services company are looking to hire a Regulatory Compliance Manager to join their Compliance Governance team in the...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
A boutique financial services institution is looking to hire a Legal Counsel & Compliance Manager into their London office. The successful hire will...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
Language(s): Only English Required
Date Added: 17 Dec 2020
