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Monitoring Officer Assessor Jobs in London, UK

Jobs 51 to 75 of 758

Save Compliance Officer
I am currently representing a London based Asset Management firm that are looking for a bright, energised and motivated individual, who is keen to...
Location: London
 Language(s): Only English Required
 Date Added: 17 Jan 2021
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Save Compliance Officer – CTL Risk Review (MARK/Private-Side)
Environment People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and...
Location: London
 Language(s): Only English Required
 Date Added: 17 Jan 2021
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Save Liquidity Risk Officer
People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and exposure beyond...
Location: London
 Language(s): Only English Required
 Date Added: 17 Jan 2021
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Save Compliance Manager - Central Compliance And Monitoring
Job Title:        Compliance Manager - Central Compliance and Monitoring Location:       London, UK   About Neuberger Berman: As a private,...
Location: London
 Language(s): Only English Required
 Date Added: 13 Jan 2021
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Save Regulatory Compliance Officer
Duties Work with the head of Regulatory Compliance to define the Regulatory Compliance framework, processes, controls and policies in the key...
Location: London
 Language(s): Only English Required
 Date Added: 11 Dec 2020
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Save Head Of Compliance Monitoring
Some of the responsibilities within the role will include, but are not limited to: Produce high quality monitoring reports. Create a risk-based...
Location: London
 Language(s): Only English Required
 Date Added: 17 Dec 2020
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Save Trust Officer - Guernsey
Environment People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and...
Location: London
 Language(s): Only English Required
 Date Added: 18 Jan 2021
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Save Chief Information Security Officer
Environment People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and...
Location: London
 Language(s): Only English Required
 Date Added: 17 Jan 2021
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Save Thematic Compliance Testing And Monitoring Advisor
Specific Responsibilities: - Engage, and where required, provide feedback on the design of the Compliance Risk Assessment program to both Nuveen...
Location: London
 Language(s): Only English Required
 Date Added: 17 Jan 2021
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Save Corporate Credit Officer (Leveraged Lending) AVP
Global investment bank seeks AVP level Corporate Credit Officer as art of their expanding Leveraged Lending division. The Corporates team is...
Location: London
 Language(s): Only English Required
 Date Added: 20 Dec 2020
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Save Investment Suitability Officer / Investment Assurance/ RDR Level 4
This role would suit an individual who is currently in a front office investment support role or a private client onboarding role, who is interested...
Location: London
 Language(s): Only English Required
 Date Added: 20 Dec 2020
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Save Technology Applications Internal Control Officer-EMEA
Reporting to the Deputy CTO in EMEA, the Technology Applications Internal Control Officer will play a pivotal leadership role in promoting and...
Location: London
 Language(s): Only English Required
 Date Added: 16 Dec 2020
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Save Compliance Analyst – Guideline Monitoring Experience (From Compliance Or Operations) Required
Duties will include; • Monitor investment activity on a pre and post trade basis to ensure compliance with client guidelines, regulatory rules,...
Location: London
 Language(s): Only English Required
 Date Added: 09 Dec 2020
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Save Trust Officer/Manager - Corporate Trust
Trust Officer / Trust Manager, Corporate Trust Excellent opportunity for a Trust Officer/Trust Manager to join a Financial Services Specialist....
Location: London
 Language(s): Only English Required
 Date Added: 17 Jan 2021
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Save Senior Analyst, Trade Surveillance
This is a fantastic role within the Compliance team at a Global Energy Trading business in London. You wll be responsible for monitoring day to day...
Location: London
 Language(s): Only English Required
 Date Added: 17 Jan 2021
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Save Group Chief Financial Officer – Real Estate Fund
Our client is a leading Real Estate Asset Manager that works closely with organisations in the Social Housing space to help unlock capital held in...
Location: London
 Language(s): Only English Required
 Date Added: 03 Jan 2021
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Save Central Compliance & Monitoring Analyst -Suit Asset Management, ACD/TPA Or UT Trustee Experience.
Reporting to the Senior Compliance Manager, duties include: • Assisting in the central compliance process including: o Maintaining and overseeing...
Location: London
 Language(s): Only English Required
 Date Added: 13 Dec 2020
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Save Compliance Associate
This is a London based role, within the EMEA Compliance Team, reporting directly to the Chief Compliance Officer for the EMEA region. The Compliance...
Location: London
 Language(s): Only English Required
 Date Added: 16 Dec 2020
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Save Investment Associate - Private Equity Team - Global Investments Group
Investment associate – private equity team - global investment group, London We are now working with a global investments group based in London....
Location: London
 Language(s): Only English Required
 Date Added: 23 Dec 2020
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Save Investment Risk Consultant
My client, a leading Invesment Management firm based in London, are looking for an Invesment Risk Consultant to join their team. - Permanent,...
Location: London
 Language(s): Only English Required
 Date Added: 18 Jan 2021
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Save Senior Compliance Analyst - Insurance
An MGA is currently seeking a Senior Compliance Analyst. You will ensure that the business is in line with all national and international...
Location: London
 Language(s): Only English Required
 Date Added: 23 Dec 2020
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Save Prudential Regulation - Audit Manager
A prestigious banking institution are looking to increase headcount across their Prudential Regulation Internal Audit team in London by hiring a...
Location: London
 Language(s): Only English Required
 Date Added: 17 Jan 2021
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Save Trade Management Oversight, Officer
The successful candidate will report to the team leader and be responsible for the oversight of all offshore Trade Management Support related...
Location: London
 Language(s): Only English Required
 Date Added: 16 Dec 2020
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Save Compliance Officer - COO
People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and exposure beyond...
Location: London
 Language(s): Only English Required
 Date Added: 11 Dec 2020
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Save Compliance Officer - COO
Environment People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and...
Location: London
 Language(s): Only English Required
 Date Added: 12 Dec 2020
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