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Thematic Compliance Testing Jobs in UK

Jobs 1 to 25 of 1577

Save Thematic Compliance Testing And Monitoring Advisor
Specific Responsibilities: - Engage, and where required, provide feedback on the design of the Compliance Risk Assessment program to both Nuveen...
Location: London
 Language(s): Only English Required
 Date Added: 17 Jan 2021
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Save Compliance Manager
Compliance Manager position within an international private equity fund with over $300bn AUM. The successful applicant will work within a small team...
Location: London
 Language(s): Only English Required
 Date Added: 23 Dec 2020
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Save Compliance Manager - Central Compliance And Monitoring
Job Title:        Compliance Manager - Central Compliance and Monitoring Location:       London, UK   About Neuberger Berman: As a private,...
Location: London
 Language(s): Only English Required
 Date Added: 13 Jan 2021
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Save AVP Compliance Testing - Investment Banking
Responsibilities- Lead Compliance monitoring on first and second line systems and controls Review and develop the Compliance monitoring...
Location: London
 Language(s): Only English Required
 Date Added: 16 Dec 2020
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Save Compliance Officer – Head Of MARK & Private Side Risk Review
People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and exposure beyond...
Location: London
 Language(s): Only English Required
 Date Added: 17 Jan 2021
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Save Compliance Officer – CTL Risk Review (MARK/Private-Side)
Environment People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and...
Location: London
 Language(s): Only English Required
 Date Added: 17 Jan 2021
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Save Compliance Monitoring Manager - Asset Manager - London
THE ASSET MANAGER Our Client, a global Asset Manager with a great culture and growth strategy is looking for a Compliance Monitoring Manager. THE...
Location: London
 Language(s): Only English Required
 Date Added: 16 Dec 2020
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Save Head Of Compliance, SMF16
My client is looking for a new Head of Compliance to join the office in North Essex, to report to the CRO. The salary is up to £80,000, as well as...
Location: Hempstead , England
 Language(s): Only English Required
 Date Added: 17 Jan 2021
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Save Compliance Officer - COO
People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and exposure beyond...
Location: London
 Language(s): Only English Required
 Date Added: 11 Dec 2020
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Save Compliance Officer - COO
Environment People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and...
Location: London
 Language(s): Only English Required
 Date Added: 12 Dec 2020
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Save Audit Manager, Compliance & Conduct
The Business Join us in Edinburgh as an Audit Manager This is an opportunity to a key role in a new team in Internal Audit in its early...
Location: Edinburgh , Scotland
 Language(s): Only English Required
 Date Added: 14 Dec 2020
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Save Compliance Consultant - Big 4 Firm
Below are some of the types of work you could be involved in:   • Advice & implementation responding to conduct regulation – regulatory advice,...
Location: London
 Language(s): Only English Required
 Date Added: 17 Jan 2021
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Save Senior Vice President. Regulatory Compliance
Trade Floor Compliance focus   The primary responsibility of this role is the execution and evolution of the Compliance program in the areas of...
Location: London
 Language(s): Only English Required
 Date Added: 21 Dec 2020
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Save Testing Electrician
Testing Electrician <br> <br> Location: Kent<br> <br> Salary: £34,000 - £36,000 + Excellent...
Location: Kent
 Language(s): Only English Required
 Date Added: 23 Apr 2024
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Save Penetration Testing - PT, Penetration Testing - PT-Lead
Job Description: Key skills required for the job are: Penetration Testing - PT-L2 (Mandatory) As a Lead, you are responsible for managing a...
Location: London
 Language(s): Only English Required
 Date Added: 16 Dec 2020
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Save Compliance Officer
I am representing a London based wealth management firm who are looking to bring a mid-level generalist compliance officer into their firm. This role...
Location: London
 Language(s): Only English Required
 Date Added: 17 Jan 2021
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Save Compliance Officer
Assistant Compliance manager position working for an independent Private Equity business to work directly under the CF10. Looking for a candidate to...
Location: London
 Language(s): Only English Required
 Date Added: 16 Jan 2021
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Save Compliance Associate
This is a London based role, within the EMEA Compliance Team, reporting directly to the Chief Compliance Officer for the EMEA region. The Compliance...
Location: London
 Language(s): Only English Required
 Date Added: 16 Dec 2020
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Save Compliance Associate
My client is a financial services organisation with global reach looking to bring on a driven candidate to take the next step in their compliance...
Location: Saint Helier , Channel Islands
 Language(s): Only English Required
 Date Added: 12 Dec 2020
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Save Compliance Associate
A position has now become available for a Compliance Associate to join their growing UK team working closely with the Head of Compliance. Duties...
Location: London
 Language(s): Only English Required
 Date Added: 20 Dec 2020
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Save Head Of Compliance
Full time - ParisKiln is seeking a Head of Compliance to spearhead our compliance department. This role is instrumental in guiding Kiln through the...
Location: Paris
 Language(s): Only English Required
 Date Added: 27 Apr 2024
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Save Head Of Compliance
Full time - ParisKiln is seeking a Head of Compliance to spearhead our compliance department. This role is instrumental in guiding Kiln through the...
Location: Paris
 Language(s): Only English Required
 Date Added: 27 Apr 2024
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Save Compliance Manager
Currently recruiting on behalf of an International Bank focused on Trade Finance, for a number of Compliance professional to join their team. These...
Location: London
 Language(s): Only English Required
 Date Added: 17 Jan 2021
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Save Compliance Manager
The successful candidate will be responsible for overseeing and managing all compliance issues, including compliance monitoring, and training...
Location: London
 Language(s): Only English Required
 Date Added: 20 Dec 2020
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Save Compliance Officer
I am currently representing a London based Asset Management firm that are looking for a bright, energised and motivated individual, who is keen to...
Location: London
 Language(s): Only English Required
 Date Added: 17 Jan 2021
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