The purpose of the Investment Compliance role is to identify regulatory and legal requirements relating to the monitoring of institutional portfolios...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
Language(s): Only English Required
Date Added: 17 Dec 2020
Currently recruiting for a Conduct Risk professional to join a leading UK Retail Bank. You will be responsible for Risk oversight and advisory across...
Location: London
Language(s): Only English Required
Date Added: 16 Jan 2021
Language(s): Only English Required
Date Added: 16 Jan 2021
Own your career Play an integral role in helping achieve assurance across global transaction reporting. Joining our Market Operation...
Location: London
Language(s): Only English Required
Date Added: 12 Dec 2020
Language(s): Only English Required
Date Added: 12 Dec 2020
The Business Join us in Edinburgh as an Audit Manager This is an opportunity to a key role in a new team in Internal Audit in its early...
Location: Edinburgh , Scotland
Language(s): Only English Required
Date Added: 14 Dec 2020
Language(s): Only English Required
Date Added: 14 Dec 2020
We are seeking a dynamic and experienced Chief Compliance and Internal Control to lead our Compliance function and drive the development and...
Location: Paris
Language(s): Only English Required
Date Added: 24 Apr 2024
Language(s): Only English Required
Date Added: 24 Apr 2024
We are seeking a dynamic and experienced Chief Compliance and Internal Control to lead our Compliance function and drive the development and...
Location: Ivry-Sur-Seine
Language(s): Only English Required
Date Added: 24 Apr 2024
Language(s): Only English Required
Date Added: 24 Apr 2024
We are seeking a dynamic and experienced Chief Compliance and Internal Control to lead our Compliance function and drive the development and...
Location: Montrouge
Language(s): Only English Required
Date Added: 24 Apr 2024
Language(s): Only English Required
Date Added: 24 Apr 2024
The ideal candidate will have a broad capability to: Provide regulatory advice to clients and and draft compliance manuals and policies Actively...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
Role Profile: Resides in the business and supports management in the day-to-day efforts related to first line of defense regulatory oversight...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
Language(s): Only English Required
Date Added: 17 Dec 2020
Reporting directly to Managing Director, duties will include: • Responsibility and oversight of corporate compliance, trade compliance, quality...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
Specific Responsibilities: - Engage, and where required, provide feedback on the design of the Compliance Risk Assessment program to both Nuveen...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
End Date Salary Range £81,150 - £108,200 We support agile working - click here for more information on agile working options....
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
Ref: 940ASI Title: Head of Compliance - Funds (Part-time) Location: London Salary: Attractive Date: 28th June 2019 Our client, a fund...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
Language(s): Only English Required
Date Added: 20 Dec 2020
THE FIRM This firm is a global investment banking company with this role being based in their London office. Operating around the world they offer a...
Location: London
Language(s): Only English Required
Date Added: 13 Dec 2020
Language(s): Only English Required
Date Added: 13 Dec 2020
THE ASSET MANAGER Our Client, a global Asset Manager with a great culture and growth strategy is looking for a Compliance Monitoring Manager. THE...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
Role Profile: Resides in the business and manages first line of defense risk & regulatory oversight management efforts as they relate to...
Location: London
Language(s): Only English Required
Date Added: 11 Dec 2020
Language(s): Only English Required
Date Added: 11 Dec 2020
The Corporate Responsibility (CR) department’s mission is to advance a stronger, more durable and safe financial system and an inclusive economy and...
Location: Paris
Language(s): Only English Required
Date Added: 01 May 2024
Language(s): Only English Required
Date Added: 01 May 2024
State Street Global Markets (SSGM) Compliance team is looking for an experienced compliance professional to join their advisory team to act as the...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
Wealth Management Advisory Compliance VP - FX transactions I am partnering with a multinational investment bank who are looking to hire an Advisory...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
About The Role: Reporting to the Head of Compliance for Capital Markets and Treasury EMEA, the Compliance Monitoring Officer will play an...
Location: London
Language(s): Only English Required
Date Added: 10 Dec 2020
Language(s): Only English Required
Date Added: 10 Dec 2020
Our Client, a leading financial services group, is looking to recruit a Senior Compliance Analyst for their funds business with specific...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
The role operates within the EMEA Corporate Trust Governance and Regulatory Execution Team. The role will be responsible for the governance,...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
Duties will include: • Responsible for implementation and ongoing development of the risk-based Compliance Monitoring Programme - follow-up findings...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
Language(s): Only English Required
Date Added: 20 Dec 2020
Office of the Chief Compliance Officer, Barclays Europe Paris As a Barclays Office of the Chief Compliance Officer, you will get to work on a varied...
Location: Paris
Language(s): Only English Required
Date Added: 02 May 2024
Language(s): Only English Required
Date Added: 02 May 2024
About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
