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Thematic Compliance Testing

Thematic Compliance Testing Jobs in Greater London, UK

Jobs 1 to 25 of 1079


Specific Responsibilities: - Engage, and where required, provide feedback on the design of the Compliance Risk Assessment program to both Nuveen...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Job description A career in our Valuations practice, within Deals Transaction Services, will provide you the opportunity to help organisations...
Location: London
Language(s): Only English Required
Date Added: 13 Jan 2021
Compliance Manager position within an international private equity fund with over $300bn AUM. The successful applicant will work within a small team...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Job Title:        Compliance Manager - Central Compliance and Monitoring Location:       London, UK   About Neuberger Berman: As a private,...
Location: London
Language(s): Only English Required
Date Added: 13 Jan 2021
Regulatory Oversight Management This role is part of a newly created Regulatory Control function sitting within Operations and supports management...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Role Profile: Resides in the business and manages first line of defense risk & regulatory oversight management efforts as they relate to...
Location: London
Language(s): Only English Required
Date Added: 11 Dec 2020
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Role Profile: Resides in the business and supports management in the day-to-day efforts related to first line of defense regulatory oversight...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
Java Developer - £50,000 - £80,000 Top Tier Investment Banks London My Client is looking for Java Developers to aid their end clients with their...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
THE ASSET MANAGER Our Client, a global Asset Manager with a great culture and growth strategy is looking for a Compliance Monitoring Manager. THE...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Responsibilities- Lead Compliance monitoring on first and second line systems and controls Review and develop the Compliance monitoring...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
The role operates within the EMEA Corporate Trust Governance and Regulatory Execution Team. The role will be responsible for the governance,...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Description of the Position:   The Application Support role at Tradeweb is a pivotal role that supports the Institutional Fixed Income...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Want to help us change the way the world moves money? We build high tech services that allow people to send and receive money easily. Our...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Client My client a Tier-1 Financial services provider is currently recruiting for a Senior Product Control Analyst to join them on a permanent basis...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Role Purpose: Help to implement the agreed strategy for the International Securities Lending business, driving expansion and revenue enhancement...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
For more than a century, Northern Trust has worked hard building our legacy of outstanding service, expertise and integrity. Founded in Chicago in...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Environment Kleinwort Hambros has a wealth of experience in helping individuals, families, entrepreneurs, charities and their advisers to manage...
Location: London
Language(s): Only English Required
Date Added: 11 Jan 2021
Environment Kleinwort Hambros has a wealth of experience in helping individuals, families, entrepreneurs, charities and their advisers to manage...
Location: London
Language(s): Only English Required
Date Added: 26 Dec 2020
Job Title: Corporate Actions Processing Analyst Department : Corporate Actions Division : O&T Reports To : Team Leader Purpose Of Role :...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Fourthline have been exclusively appointed to work our long-standing client, a regulatory financial services business, in their search for a...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
posted on 30 July 2018 in: ? London ? Permanent Summary: A FinTech / Blockchain software company are looking for a Test Automation / QA...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and exposure beyond...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
The job responsibilities of this role include, but are not limited to, promoting compliance culture and the wider governance framework; managing...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
Environment People join for the impact they can have on us. They stay for the impact we have on them. A flatter structure offers visibility and...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
~ Senior Engineer - Contract – London My client, a financial service provider  is looking for Senior Engineer  to join their team based in London....
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021

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