THE ASSET MANAGER Our Client, a global Asset Manager with a great culture and growth strategy is looking for a Compliance Monitoring Manager. THE...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
Job Title: Compliance Manager - Central Compliance and Monitoring Location: London, UK About Neuberger Berman: As a private,...
Location: London
Language(s): Only English Required
Date Added: 13 Jan 2021
Language(s): Only English Required
Date Added: 13 Jan 2021
Job description A career in our Valuations practice, within Deals Transaction Services, will provide you the opportunity to help organisations...
Location: London
Language(s): Only English Required
Date Added: 13 Jan 2021
Language(s): Only English Required
Date Added: 13 Jan 2021
Compliance Manager position within an international private equity fund with over $300bn AUM. The successful applicant will work within a small team...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
The successful candidate will be responsible for overseeing and managing all compliance issues, including compliance monitoring, and training...
Location: London
Language(s): Only English Required
Date Added: 20 Dec 2020
Language(s): Only English Required
Date Added: 20 Dec 2020
Fourthline have been exclusively appointed to work our long-standing client, a regulatory financial services business, in their search for a...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
Some of the responsibilities within the role will include, but are not limited to: Produce high quality monitoring reports. Create a risk-based...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
Language(s): Only English Required
Date Added: 17 Dec 2020
I am representing a London based wealth management firm who are looking to bring a mid-level generalist compliance officer into their firm. This role...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
The job responsibilities of this role include, but are not limited to, promoting compliance culture and the wider governance framework; managing...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
Language(s): Only English Required
Date Added: 17 Dec 2020
Specific Responsibilities: - Engage, and where required, provide feedback on the design of the Compliance Risk Assessment program to both Nuveen...
Location: London
Language(s): Only English Required
Date Added: 17 Jan 2021
Language(s): Only English Required
Date Added: 17 Jan 2021
Assistant Compliance manager position working for an independent Private Equity business to work directly under the CF10. Looking for a candidate to...
Location: London
Language(s): Only English Required
Date Added: 16 Jan 2021
Language(s): Only English Required
Date Added: 16 Jan 2021
Duties will include; • Monitor investment activity on a pre and post trade basis to ensure compliance with client guidelines, regulatory rules,...
Location: London
Language(s): Only English Required
Date Added: 09 Dec 2020
Language(s): Only English Required
Date Added: 09 Dec 2020
Reporting to the Senior Compliance Manager, duties include: • Assisting in the central compliance process including: o Maintaining and overseeing...
Location: London
Language(s): Only English Required
Date Added: 13 Dec 2020
Language(s): Only English Required
Date Added: 13 Dec 2020
In this high profile position your will be responsible for managing one direct report. You will both act as business partners to three of our...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
Regulatory Oversight Management This role is part of a newly created Regulatory Control function sitting within Operations and supports management...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
Role Profile: Resides in the business and manages first line of defense risk & regulatory oversight management efforts as they relate to...
Location: London
Language(s): Only English Required
Date Added: 11 Dec 2020
Language(s): Only English Required
Date Added: 11 Dec 2020
Role Profile: Resides in the business and supports management in the day-to-day efforts related to first line of defense regulatory oversight...
Location: London
Language(s): Only English Required
Date Added: 17 Dec 2020
Language(s): Only English Required
Date Added: 17 Dec 2020
About The Role: Reporting to the Head of Compliance for Capital Markets and Treasury EMEA, the Compliance Monitoring Officer will play an...
Location: London
Language(s): Only English Required
Date Added: 10 Dec 2020
Language(s): Only English Required
Date Added: 10 Dec 2020
The role will require the execution and oversight of internal audits covering all aspects of the company’s operations; assessing business processes...
Location: London
Language(s): Only English Required
Date Added: 05 Jan 2021
Language(s): Only English Required
Date Added: 05 Jan 2021
Compliance Officer 6 month contract for an diversified alternatives asset manager & hedge fund investor. Compliance Officer 6 month contract for...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
The role operates within the EMEA Corporate Trust Governance and Regulatory Execution Team. The role will be responsible for the governance,...
Location: London
Language(s): Only English Required
Date Added: 16 Dec 2020
Language(s): Only English Required
Date Added: 16 Dec 2020
Job description Manager: Venture Development specialist - Technology Investments Group This role is based in London - Embankment Place/More...
Location: London
Language(s): Only English Required
Date Added: 13 Dec 2020
Language(s): Only English Required
Date Added: 13 Dec 2020
Description of the Position: The Application Support role at Tradeweb is a pivotal role that supports the Institutional Fixed Income...
Location: London
Language(s): Only English Required
Date Added: 23 Dec 2020
Language(s): Only English Required
Date Added: 23 Dec 2020
THE FIRM This firm is a global investment banking company with this role being based in their London office. Operating around the world they offer a...
Location: London
Language(s): Only English Required
Date Added: 13 Dec 2020
Language(s): Only English Required
Date Added: 13 Dec 2020
Room Leader <br>
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Location: Bromley / Orpington, Greater London<br>
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Salary: £28,500 - £30,000 + Excellent...
Location: London
Language(s): Only English Required
Date Added: 26 Apr 2024
Language(s): Only English Required
Date Added: 26 Apr 2024
